This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Keswick Independent Financial Advisors Limited

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FRN: 224170
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ms Julie Bayley

135 Main Street

Keswick

Cumbria

CA12 5NJ

UNITED KINGDOM

Phone

+4401768773542

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Graham Holland
IRN AGH01069
- Employed By (17 Apr 2003 to 12 Sep 2003)
Julie Bayley
IRN JXB00348
- Employed By (9 Apr 2003 to 1 Nov 2006)
Ronald McAllister
IRN RXM00076
- Employed By (9 Apr 2003 to 27 Jun 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.