Kester Capital LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Charles Barlow
IRN CXB01266
- CF10 Compliance Oversight (2 Feb 2007 to 11 Feb 2009)
- CF11 Money Laundering Reporting (2 Feb 2007 to 11 Feb 2009)
David Fernie
IRN DXF00375
- [FCA CF] Material risk taker (since 24 Feb 2026)
Emmanuel Dan Tesone
IRN EDT01010
- CF30 Customer (28 May 2008 to 7 Jan 2011)
George Brian Phillips
IRN GBP01010
- CF30 Customer (1 Nov 2007 to 17 Apr 2014)
- CF27 Investment Management (2 Feb 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (2 Feb 2007 to 31 Mar 2009)
- CF4 Partner (2 Feb 2007 to 17 Apr 2014)
Harold Joaquin Rodriguez
IRN HJR01013
- CF28 Systems and controls (1 Nov 2007 to 17 Jan 2011)
- CF13 Finance (2 Feb 2007 to 31 Oct 2007)
Ian David Hadfield Wood
IRN IDW01040
- CF30 Customer (6 Oct 2010 to 16 Oct 2012)
Jeniv Mailesh Shah
IRN JMS01367
- CF30 Customer (29 Mar 2010 to 17 Apr 2018)
Max Jackson
IRN MXJ00586
- [FCA CF] Material risk taker (since 16 Mar 2026)
Patricia Hamel
IRN PXH19751
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (28 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Oct 2019 to 8 Dec 2019)
Peter William Ralph
IRN PWR01052
- [FCA CF] Material risk taker (since 16 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 16 Apr 2021)
- CF30 Customer (20 Feb 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.