Kerogen Capital (UK) Limited

Date authorised
1 July 2014
Companies House
07629141
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    22a St James's Square
    London
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402078400030
    Web
    https://www.kerogencap.com

  • Complaints Contact

    1st Floor
    22a St James's Square
    London
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402078400030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anita Anne George

    IRN AAG01048

    • CF1 Director (1 Jul 2014 to 31 Dec 2016)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 31 Dec 2016)
    • CF10 Compliance Oversight (1 Jul 2014 to 31 Dec 2016)
  • Audrey Xiuwen Koh

    IRN AXK03034

    • CF11 Money Laundering Reporting (7 Nov 2017 to 23 Jan 2018)
    • CF10 Compliance Oversight (7 Nov 2017 to 23 Jan 2018)
  • Evan Wai Man Chen

    IRN EWC01009

    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2023)
    • CF10 Compliance Oversight (16 May 2017 to 7 Nov 2017)
    • CF1 Director (1 Jul 2014 to 8 Dec 2019)
  • Jason Aun Minn Cheng

    IRN JAC01460

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2014 to 8 Dec 2019)
  • Jonathan Stuart Daniel Lamb

    IRN JXL00510

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2022)
  • Kam Yip Alison Tsui

    IRN KYT01012

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2018 to 8 Dec 2019)
  • Kumar Tushar

    IRN KXT01243

    • [FCA CF] Client dealing (9 Dec 2020 to 10 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2022)
    • CF11 Money Laundering Reporting (4 May 2017 to 7 Nov 2017)
    • CF1 Director (30 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Leonard Kar Yui Tao

    IRN LXT00275

    • SMF3 Executive Director (since 1 Mar 2024)
  • Natalia Simakina

    IRN NXS10127

    • [FCA CF] Client dealing (9 Dec 2020 to 10 Feb 2022)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Roy Thomas Kelly

    IRN RTK01018

    • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2020)
    • CF1 Director (1 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.