This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Kenneth Milton Griffiths

Watch for changes

FRN: 210986
Last scraped: 8 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Lleifior

Cardigan

Dyfed

SA43 1QA

UNITED KINGDOM

Phone

+4401239615123

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Colin John Bartlett
IRN CJB00070
- (3)Employed By (26 Feb 2004 to 14 Jun 2004)
John Anthony Roberts
IRN RXJ00042
- (4)Employed By (1 Dec 2001 to 11 Jun 2003)
Kenneth Milton Griffiths
IRN KMG00003
- (5)Employed By (2 Sep 2002 to 30 Dec 2011)
Mairwen Margaret Powell
IRN MMP00006
- (1)Employed By (26 Feb 2004 to 25 Aug 2004)
Peter Jones
IRN PXJ00044
- (6)Employed By (26 Feb 2004 to 6 Jan 2005)
William Kenneth Cullen
IRN WXC01085
- (2)Employed By (21 Aug 2002 to 31 Oct 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.