Kennet Partners Limited

• Principal Place of Business

  9-11 Kingly Street

  London

  Westminster

  W1B 5PH

  UNITED KINGDOM

  Phone

  +4402030043250

  Web

  https://www.kennet.com

• Complaints Contact

  9-11 Kingly Street

  London

  W1B 5PH

  UNITED KINGDOM

  Phone

  +4402030043250

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander David Taylor-Harris

  IRN AXT00380

  • [FCA CF] Client dealing (since 2 Feb 2022)
• Alexander Leslie John King

  IRN AXK01285

  • CF27 Investment Management (1 Dec 2001 to 3 May 2005)
• Amit Shah

  IRN AXS01638

  • CF27 Investment Management (12 Dec 2001 to 15 Jun 2005)
• Brian John Mercer

  IRN BJM01082

  • CF1 Director (1 Dec 2001 to 1 Dec 2001)
• Cillian Mark Hilliard

  IRN CXH00313

  • [FCA CF] Client dealing (since 19 Nov 2020)
• David Jonathan Carratt

  IRN DJC01182

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 26 Sep 2014)
  • CF27 Investment Management (1 Dec 2001 to 4 Apr 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Maxwell Elias

  IRN DME01030

  • CF13 Finance (23 Aug 2002 to 16 May 2004)
  • CF10 Compliance Oversight (23 Aug 2002 to 16 May 2004)
  • CF11 Money Laundering Reporting (23 Aug 2002 to 16 May 2004)
• Dawid Janusz Sawicki

  IRN DXS00391

  • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2022)
• Eileen Mary Tanghal

  IRN EMT01017

  • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
  • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
• Eric James Filipek

  IRN EJF01060

  • CF2 Non Executive Director (31 Mar 2010 to 8 Dec 2019)

• Kennet Advisors LLP

  FRN 841282 · Appointed 2 May 2019 · Tied agent

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