Kenley Financial Limited

Date authorised
1 April 2013
Companies House
04632251
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Croydon Road
    Caterham
    Surrey
    CR3 6QB
    UNITED KINGDOM
    Phone
    +4402086601533
    Web
    https://www.kenleyfm.co.uk

  • Complaints Contact

    12 Croydon Road
    Caterham
    Surrey
    CR3 6QB
    UNITED KINGDOM
    Phone
    +4402086601533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Peter James Stanley

    IRN CPS00027

    • CF30 Customer (1 Nov 2007 to 27 Apr 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (15 Jan 2004 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (15 Jan 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 Jan 2004 to 31 Mar 2009)
    • CF1 Director (15 Jan 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (15 Jan 2004 to 31 Mar 2009)
    • CF8 Apportionment and Oversight (15 Jan 2004 to 31 Mar 2009)
  • Jeremy Maurice Connor

    IRN JMC01322

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (31 Mar 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Mar 2009 to 31 Mar 2009)
    • CF10 Compliance Oversight (31 Mar 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2008 to 8 Dec 2019)
    • CF1 Director (1 Apr 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)
  • Stephen James Aish

    IRN SJA01210

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.