Date authorised
21 March 2023
Companies House
13357745
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Broadharbour Capital Limited
    4th Floor, Silverstream House
    45 Fitzroy Street
    Fitzrovia
    London
    City Of London
    EC4A 3DE
    UNITED KINGDOM
    Phone
    +4407766773950
  • Complaints Contact

    C/O Broadharbour Capital Limited
    4th Floor, Silverstream House
    45 Fitzroy Street
    Fitzrovia
    London
    City Of London
    EC4A 3DE
    UNITED KINGDOM
    Phone
    +4407766773950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel James Gundry

    IRN NXG00185

    • SMF3 Executive Director (since 21 Mar 2023)
  • Rupert Dixon

    IRN RXD01430

    • Responsible for Insurance Distribution (21 Mar 2023 to 25 Mar 2026)
    • SMF3 Executive Director (21 Mar 2023 to 25 Mar 2026)
  • Timothy James Ian Meanock

    IRN TJM01211

    • SMF3 Executive Director (since 21 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.