Keith Brace Wealth Management Ltd

FRN: 575745
Companies House: 07410366
Last scraped: 6 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Cedar House

1 Woodlands Court

Northants

Northamptonshire

NN6 7XW

UNITED KINGDOM

Phone

+4401327844433

Web

https://www.bracefinancialwellbeing.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Hannah Hewett
IRN HXB01642
- (1)Employed By (1 Mar 2018 to 24 Nov 2023)
Helena Jacqueline Lindley
IRN HJL01050
- (4)Employed By (since 6 Sep 2021)
Keith Richard Brace
IRN KRB00028
- (2)Employed By (since 7 Mar 2012)
Mandy Christine Brace
IRN MCB01197
- (1)Employed By (since 1 Mar 2012)
Richard David Tindall
IRN RDT01072
- (3)Employed By (since 18 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.