Date authorised
18 April 2023
Companies House
12248766
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Building
    1 Lime Street
    London
    City Of London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +447779788857
  • Complaints Contact

    Lloyds Building
    1 Lime Street
    London
    City Of London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +447779788857

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Marks

    IRN JXM02895

    • SMF3 Executive Director (18 Apr 2023 to 13 Mar 2025)
  • Phillip Misztela

    IRN PXM02250

    • SMF3 Executive Director (since 18 Apr 2023)
  • Simon Aitchison

    IRN SXA03578

    • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
  • Simon Kemp

    IRN SXK00144

    • Director of firm who is not a certification employee or a SMF manager (since 14 Sep 2023)
  • Stuart Alexander Paul George Cowen

    IRN SXC27423

    • Responsible for Insurance Distribution (since 18 Apr 2023)
    • SMF3 Executive Director (since 18 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.