Date authorised
1 June 2020
Companies House
06497061
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1a Penfold Street
    Aylsham
    Norwich
    Norfolk
    NR11 6ET
    UNITED KINGDOM
    Phone
    +4401263586212
  • Complaints Contact

    1a Penfold Street
    Aylsham
    Norwich
    Norfolk
    NR11 6ET
    UNITED KINGDOM
    Phone
    +4401263586212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Piers Brady

    IRN DPB01131

    • SMF3 Executive Director (1 Jun 2020 to 4 Jun 2023)
  • Lynda Ann Cooper

    IRN LAC01090

    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)
  • Stephen Michael Cooper

    IRN SXC01010

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2023)
    • [FCA CF] CASS oversight function (since 13 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.