Kai Capital Limited

Date authorised
3 December 2018
Companies House
07794059
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    International House
    36-38 Cornhill Street
    London
    London
    EC3V 3NG
    UNITED KINGDOM
    Phone
    +4402035760003
    Web
    https://kaistock.com

  • Complaints Contact

    International House
    36-38 Cornhill Street
    London
    EC3V 3NG
    UNITED KINGDOM
    Phone
    +447771604743

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claudio Loi

    IRN CXL01407

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
  • Manlio Salzano

    IRN SXM04150

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 9 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Jan 2024)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.