K & K Insurance Services

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Gibbas Way
    Pembroke
    Pembrokeshire
    SA71 5JA
    UNITED KINGDOM
    Phone
    +4401646621374
    Web
    https://www.kandkinsurance.co.uk

  • Complaints Contact

    1 Gibbas Way
    Pembroke
    Pembrokeshire
    SA71 5JA
    UNITED KINGDOM
    Phone
    +4401646621374

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Nicholas

    IRN KXN01086

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Keith Neville Nicholas

    IRN KNN01004

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2020)
    • [FCA CF] Benchmark submission and administration (since 16 Jul 2020)
    • [FCA CF] CASS oversight function (since 16 Jul 2020)
    • [FCA CF] Client dealing (since 16 Jul 2020)
    • [FCA CF] Material risk taker (since 16 Jul 2020)
    • [FCA CF] Proprietary trader (since 16 Jul 2020)
    • [FCA CF] Significant management (since 16 Jul 2020)
    • [PRA CF] Key function holder (since 16 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jul 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.