JVA Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Finn
IRN AXF02129
- [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2024)
Francis Jeremy Asher
IRN FXA01155
- SMF16 Compliance Oversight (since 15 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
James Seward
IRN JXS00919
- [FCA CF] Client dealing (since 14 Mar 2022)
Julian Morgan Courtney
IRN JMC01154
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Dec 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Dec 2023)
Rajiv Nathwani
IRN RXN01425
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
Yash Atul Nagargoje
IRN YXN00046
- [FCA CF] Client dealing (since 1 Oct 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.