Date authorised
1 April 2013
Companies House
07611425
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Shawwell Business Centre
    Stagshaw Road
    Corbridge
    Northumberland
    NE45 5PE
    UNITED KINGDOM
    Phone
    +4401912449666
  • Complaints Contact

    Unit 5
    Shawwell Business Centre
    Stagshaw Road
    Corbridge
    Northumberland
    NE45 5PE
    UNITED KINGDOM
    Phone
    +4401912449666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Dyer

    IRN BXD01381

    • SMF3 Executive Director (since 18 Nov 2020)
  • James William Robertson-McIsaac

    IRN JWR00019

    • CF2 Non Executive Director (26 Jun 2014 to 30 Apr 2018)
  • Jeffrey Paul O'Neill

    IRN JPO01047

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (11 May 2018 to 8 Dec 2019)
  • Jeremy Miles

    IRN JXM02305

    • CF2 Non Executive Director (3 Dec 2014 to 30 Apr 2018)
  • Michael Asherson

    IRN MXA01081

    • Responsible for Insurance Distribution (17 Sep 2024 to 31 May 2025)
    • SMF3 Executive Director (17 Sep 2024 to 31 May 2025)
  • PAUL RICHARD RICE

    IRN PRR01062

    • CF2 Non Executive Director (9 Jun 2014 to 1 Dec 2014)
  • Patrick Bond

    IRN PXB00814

    • SMF3 Executive Director (since 2 Feb 2026)
  • Philip David Stembridge

    IRN PDS01191

    • CF2 Non Executive Director (1 Dec 2014 to 13 Oct 2015)
  • Stephen Harald Purvis

    IRN SHP01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (21 Aug 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Aug 2012 to 30 Sep 2018)
  • Timothy James Nichol

    IRN TJN01044

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (21 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.