Date authorised
5 August 2019
Companies House
08201860
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 8
    17 Homer Row
    London
    Westminster
    W1H 4AP
    UNITED KINGDOM
    Phone
    +442077303745
  • Complaints Contact

    Flat 8
    17 Homer Row
    London
    Westminster
    W1H 4AP
    UNITED KINGDOM
    Phone
    +442077303745

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julia Geraldine Maxwell

    IRN JGM01178

    • [FCA CF] Significant management (since 29 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 5 Aug 2019)
    • CF1 Director (5 Aug 2019 to 8 Dec 2019)
  • Martin Maxwell

    IRN MXM16493

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2022)
    • CF1 Director (5 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.