J.SYDNEY AULT,LIMITED

Date authorised
1 April 2013
Companies House
00119388
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kinder House
    Lombard Street
    West Bromwich
    West Midlands
    B70 8SD
    UNITED KINGDOM
    Phone
    +441215334791
    Web
    https://www.ault.co.uk

  • Complaints Contact

    Kinder House
    Lombard Street
    West Bromwich
    Sandwell
    B70 8SD
    UNITED KINGDOM
    Phone
    +441215334791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Begley

    IRN AXB02672

    • Responsible for Insurance Distribution (since 22 Aug 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Feb 2011 to 8 Dec 2019)
  • Andrew Shaw

    IRN AXS05003

    • SMF3 Executive Director (since 5 Jan 2024)
    • [FCA CF] Significant management (since 2 Jan 2023)
  • Bronwen Mary Still

    IRN BXS00183

    • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2021)
  • Harvyn Hughes

    IRN HXH01125

    • CF1 Director (14 Jan 2005 to 19 Jan 2007)
  • Ian Paul Collett

    IRN IPC01024

    • SMF3 Executive Director (9 Dec 2019 to 5 Oct 2020)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • John Peter Tew

    IRN JPT01068

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 31 Dec 2010)
    • CF1 Director (14 Jan 2005 to 31 Dec 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2010)
  • John Richard Ault

    IRN JRA01068

    • Director of firm who is not a certification employee or a SMF manager (25 Mar 2021 to 13 Jan 2024)
    • SMF9 Chair of the Governing Body (30 Jun 2020 to 25 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Mark Wedgbury

    IRN MXW01819

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2024)
    • Responsible for Insurance Mediation (16 Aug 2013 to 30 Sep 2018)
    • CF3 Chief Executive (14 Mar 2011 to 8 Dec 2019)
    • CF1 Director (1 Jan 2009 to 8 Dec 2019)
  • Mohammad Raveem Tahir Ismail

    IRN MXI24233

    • Director of firm who is not a certification employee or a SMF manager (since 8 Aug 2025)
  • Sam Green

    IRN SXG00727

    • SMF3 Executive Director (since 26 Mar 2024)
    • [FCA CF] Significant management (since 1 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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