This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

JSJ Financial Services Ltd

Watch for changes

FRN: 401515

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Arthur John Steevens
IRN AJS00062
- (6)Employed By (13 Jul 2004 to 31 Aug 2008)
David Arthur Jones
IRN DAJ00017
- (1)Employed By (13 Jul 2004 to 31 Aug 2008)
David Frank Unwin
IRN DFU00002
- (4)Employed By (13 Jul 2004 to 3 Sep 2004)
Flora Mary Maudsley-Barton
IRN FMM01023
- (3)Employed By (13 Jul 2004 to 24 Oct 2019)
Mark Andrew Hughes
IRN MAH01265
- (5)Employed By (23 Sep 2004 to 21 Feb 2005)
Stephen James Nightingale
IRN SJN00009
- (2)Employed By (13 Jul 2004 to 31 Aug 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.