Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetCanary WharfLondonE14 5JPUNITED KINGDOM- Phone
- +442034936310
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Complaints Contact
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +4402034936310
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trade Settlement Routing
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raphael Kain
IRN RXK01264
- (3355)CF21 Investment Adviser (29 Oct 2004 to 28 Feb 2006)
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Raphael Seguy
IRN SXR02596
- (1639)[FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
- (1638)CF30 Customer (27 Jul 2017 to 8 Dec 2019)
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Raphael Yehuda Saul
IRN RYS01004
- (402)CF30 Customer (28 Nov 2007 to 31 Jul 2008)
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Rares Ionescu
IRN RXI00078
- (531)[FCA CF] Client dealing (since 26 Mar 2026)
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Rasmus Tumert
IRN RXT00419
- (645)[FCA CF] Client dealing (since 16 Aug 2024)
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Rastko Kovacevic
IRN RXK01788
- (96)[FCA CF] Manager of certification employee (since 15 May 2025)
- (95)[FCA CF] Client dealing (since 22 May 2024)
- (1713)[FCA CF] Client dealing (25 Oct 2021 to 10 Mar 2022)
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Raunak Barnwal
IRN RXB00512
- (857)[FCA CF] Manager of certification employee (since 1 Apr 2026)
- (856)[FCA CF] Client dealing (since 1 Apr 2026)
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Ravin MEHTA
IRN RSM01161
- (1692)[FCA CF] Client dealing (28 Feb 2024 to 19 Dec 2025)
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Rayane Ballout
IRN RXB01103
- (492)[FCA CF] Client dealing (since 28 Aug 2025)
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Raza Ali Agha
IRN RAA01094
- (2030)CF30 Customer (21 Feb 2008 to 30 Apr 2008)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (348)[FCA CF] Client dealing
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controlled function added: (347)[FCA CF] Client dealing
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controlled function added: (346)[FCA CF] Manager of certification employee
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controlled function added: (345)[FCA CF] Client dealing
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controlled function added: (344)[FCA CF] Manager of certification employee
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controlled function added: (343)[FCA CF] Client dealing
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controlled function added: (342)[FCA CF] Manager of certification employee
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controlled function added: (341)[FCA CF] Client dealing
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controlled function added: (340)[FCA CF] Manager of certification employee
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controlled function added: (339)[FCA CF] Client dealing