J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Thorold Ekins

    IRN MTE01006

    • (2312)CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • (2313)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
  • Mark William Dauenhauer

    IRN MWD01036

    • (501)CF21 Investment Adviser (1 Dec 2001 to 12 May 2004)
  • Mark William Evans

    IRN MWE01028

    • (1960)[FCA CF] Manager of certification employee (15 Oct 2021 to 9 Sep 2022)
    • (1959)[FCA CF] Client dealing (15 Oct 2021 to 27 Jul 2024)
  • Mark William Moffat

    IRN MWM01037

    • (885)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2007)
  • Marko Krzywon

    IRN MXK01589

    • (1892)CF30 Customer (1 Nov 2007 to 9 May 2008)
    • (1893)CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
  • Marko Sapundzic

    IRN MXS01609

    • (3037)[FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2021)
    • (3036)[FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
    • (3038)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2021)
    • (3035)CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Markus Huotari

    IRN MXH01273

    • (3086)[FCA CF] Client dealing (15 Aug 2024 to 4 Feb 2026)
  • Markus Joensuu

    IRN AMJ01110

    • (1901)[FCA CF] Client dealing (20 Oct 2020 to 1 Jul 2021)
  • Markus Kuether

    IRN MXK01569

    • (1043)CF26 Customer Trading (9 Feb 2006 to 24 Feb 2006)
  • Markus Lander

    IRN MXL01395

    • (2456)CF30 Customer (1 Nov 2007 to 7 Apr 2009)
    • (2457)CF21 Investment Adviser (13 Jan 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (888)[FCA CF] Client dealing

  2. controlled function added: (887)[FCA CF] Client dealing

  3. controlled function added: (886)[FCA CF] Client dealing

  4. controlled function added: (885)[FCA CF] Client dealing

  5. controlled function added: (884)[FCA CF] Client dealing

  6. controlled function added: (883)[FCA CF] Client dealing

  7. controlled function added: (882)[FCA CF] Client dealing

  8. controlled function added: (881)[FCA CF] Client dealing

  9. controlled function added: (880)[FCA CF] Client dealing

  10. controlled function added: (879)[FCA CF] Client dealing

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