J.P. Morgan Investment Management Inc

• Principal Place of Business

  270 Park Ave

  New York

  NY

  10017-2014

  UNITED STATES OF AMERICA

  Phone

  +18003431113

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nigel Rayment

  IRN NJR01044

  • [FCA CF] Manager of certification employee (12 Jul 2022 to 21 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (3 Dec 2002 to 13 Jul 2005)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Nikol Miller

  IRN NXM01362

  • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
  • CF26 Customer Trading (3 Oct 2005 to 31 Oct 2007)
• Nima Tayebi

  IRN NXT01052

  • CF30 Customer (29 Sep 2011 to 11 Nov 2019)
• Niranjan Aiyagari

  IRN NXA01227

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2023)
  • CF30 Customer (28 Jul 2008 to 8 Dec 2019)
• Noareen Khizar Raja

  IRN NKR01022

  • CF30 Customer (3 Jul 2018 to 21 Nov 2018)
• Noriko Kuroki

  IRN NXK01048

  • CF30 Customer (1 Nov 2007 to 10 Aug 2012)
  • CF27 Investment Management (21 Jan 2005 to 31 Oct 2007)
• Oleg Igorevich Biryulyov

  IRN OIB01001

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
• Oliver Charles Stearn LITTLE

  IRN OCL01006

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2021)
  • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
• Olivia Fleur Pember

  IRN OFP01003

  • CF30 Customer (1 Nov 2007 to 16 Nov 2011)
  • CF26 Customer Trading (1 Jan 2007 to 31 Oct 2007)
• Olivia MAYELL

  IRN OCM01009

  • [FCA CF] Manager of certification employee (since 10 Jun 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Nov 2017 to 8 Dec 2019)

No changes recorded yet.