Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +442034931949
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Complaints Contact
25 Bank Street-LondonE14 5JPUNITED KINGDOM- Phone
- +442034931949
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Retail Fund Guardian
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Specialist Fund Guardian
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Private Fund Guardian
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trade Settlement Routing
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Consumer Loans
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Loan Servicing
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Digital Money
For Retail (Investment), Professional, Eligible Counterparty, Issuing Electronic Money
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Juliette Agnes Madeleine Micheline Declercq
IRN JXD01331
- (480)CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
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Julius Anthony Carrington
IRN JAC01215
- (629)CF21 Investment Adviser (2 Sep 2003 to 8 Sep 2006)
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Julius van den Arend
IRN JXV46075
- (1548)[FCA CF] Client dealing (11 Oct 2019 to 12 Jan 2020)
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Jurgen Peter Alexander Van De Leur
IRN JPV01006
- (487)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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Jussi Kristian Makela
IRN JKM01032
- (339)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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Justin Clarke-Salt
IRN JXC03317
- (122)SMF24 Chief Operations (since 11 Apr 2025)
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Justin Freedman
IRN JPF01049
- (3072)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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Justin Saeed Haque
IRN JSH01079
- (426)CF21 Investment Adviser (7 Aug 2002 to 30 Dec 2002)
- (425)CF22 Investment Adviser (Trainee) (5 Apr 2002 to 7 Aug 2002)
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Justin Simon Christian Fitzhugh
IRN JSF01033
- (654)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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Justin William Atkinson
IRN JWA01018
- (1527)CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4018)SMF16 Compliance Oversight
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controlled function added: (4017)CF21 Investment Adviser
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controlled function added: (4016)CF21 Investment Adviser
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controlled function added: (4015)CF1 Director
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controlled function added: (4014)CF29 Significant management
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controlled function added: (4013)SMF6 Head of Key Business Areas
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controlled function added: (4012)SMF18 Other Overall Responsibility
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controlled function added: (4011)CF21 Investment Adviser
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controlled function added: (4010)CF14 Risk Assessment
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controlled function added: (4009)CF21 Investment Adviser