Date authorised
1 April 2013
Companies House
03269804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Laurels
    Parkend Walk
    Sling
    Coleford
    Gloucestershire
    GL16 8JJ
    UNITED KINGDOM
    Phone
    +4401594839333
  • Complaints Contact

    3 The Laurels Business Park
    Parkend Walk
    Sling
    Coleford
    Gloucestershire
    GL16 8JJ
    UNITED KINGDOM
    Phone
    +4401594839333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Gane

    IRN SXG01503

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Oct 2005 to 8 Dec 2019)
  • Tony Robert Gane

    IRN TRG01021

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Naturetrek Ltd (no longer appointed)

    FRN 406129 · Appointed 15 Mar 2018 · Until 14 Jan 2022

  • ABTA LIMITED (no longer appointed)

    FRN 196031 · Appointed 14 Mar 2018 · Until 7 May 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.