Joseph John McKenna

• Principal Place of Business

  Clear Finance

  6 South Parade

  Doncaster

  DN1 2DY

  UNITED KINGDOM

  Phone

  +4401302835938

  Web

  https://www.clearfinance.net

• Complaints Contact

  Clear Finance

  6 South Parade

  Doncaster

  DN1 2DY

  UNITED KINGDOM

  Phone

  +4401302835938

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Witham

  IRN AXW00352

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Jun 2025)
• Connor Allen

  IRN CXA00385

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2024)
  • [FCA CF] Client dealing (1 Jun 2024 to 20 Jun 2025)
• Denis Lambert

  IRN DXL00026

  • CF30 Customer (20 Jan 2009 to 31 Dec 2012)
• Joseph John McKenna

  IRN JJM00063

  • 17. Administrative functions in relation to managing investments
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2025)
  • Responsible for Insurance Mediation (21 Jan 2009 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (21 Jan 2009 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Jan 2009 to 31 Mar 2009)
  • CF10 Compliance Oversight (4 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (4 Jun 2008 to 8 Dec 2019)
• Neil Perryman

  IRN NXP00140

  • CF1 Director (AR) (since 9 Jul 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
• Steven Miller

  IRN SXM00634

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
• Zahir Ali

  IRN ZXA00018

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
• Zeki Esat

  IRN ZXE00006

  • CF1 Director (AR) (since 11 Jul 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)

• Your Health Covered Ltd

  FRN 723176 · Appointed 26 Oct 2015

No changes recorded yet.