Jones Lang Lasalle Corporate Finance Limited

Date authorised
1 April 2013
Companies House
01144849
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Jones Lang Lasalle Ltd
    30 Warwick Street
    London
    Westminster
    W1B 5NH
    UNITED KINGDOM
    Phone
    +442074934933
    Web
    https://www.jll.com

  • Complaints Contact

    Jones Lang Lasalle Ltd
    30 Warwick Street
    London
    Westminster
    W1B 5NH
    UNITED KINGDOM
    Phone
    +447593507552

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Salvador Pastor

    IRN SXP02620

    • CF30 Customer (13 Jul 2015 to 1 Mar 2019)
  • Sebastian Joseph Stanford Edwards

    IRN SJE01126

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Feb 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (26 Jun 2018 to 4 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
  • Simon David Ringer

    IRN SDR01062

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)
  • Stephen James Cresswell

    IRN SJC01242

    • CF28 Systems and controls (1 Nov 2007 to 10 Nov 2014)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Stuart King

    IRN SXK00659

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2023)
    • SMF16 Compliance Oversight (since 1 Jul 2023)
  • Sven Achim Helmer

    IRN SAH01264

    • CF30 Customer (26 Oct 2011 to 22 Jan 2013)
  • Tami Chia-Ling Chuang

    IRN TCC01035

    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Thomas Oliver Jackson

    IRN TOJ01004

    • CF30 Customer (28 Apr 2008 to 1 Aug 2008)
  • Timothy George Braithwaite

    IRN TGB01046

    • CF30 Customer (12 Jul 2012 to 10 Nov 2014)
  • Timothy James Dugdale Edghill

    IRN TJE01022

    • CF1 Director (31 Jan 2011 to 3 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 18 May 2018)
    • CF22 Investment Adviser (Trainee) (24 May 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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