Jonathan Smith & Partners
- FRN
- 125272
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Westbourne House1 Westbourne CrescentHighfieldSouthamptonHampshireSO17 1EAUNITED KINGDOM- Phone
- +442380584644
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Complaints Contact
Westbourne House1 Westbourne CrescentSouthamptonHampshireSO17 1EAUNITED KINGDOM- Phone
- +4402380584644
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Ronald David Smith
IRN JRS00001
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 15 Mar 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 15 Mar 2022)
- Responsible for Insurance Distribution (since 15 Mar 2022)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2001)
- CF4 Partner (1 Dec 2001 to 1 Dec 2001)
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2001)
- CF10 Compliance Oversight (1 Dec 2001 to 18 Feb 2004)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.