Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Westbourne House
    1 Westbourne Crescent
    Highfield
    Southampton
    Hampshire
    SO17 1EA
    UNITED KINGDOM
    Phone
    +442380584644
  • Complaints Contact

    Westbourne House
    1 Westbourne Crescent
    Southampton
    Hampshire
    SO17 1EA
    UNITED KINGDOM
    Phone
    +4402380584644

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Ronald David Smith

    IRN JRS00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 15 Mar 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 15 Mar 2022)
    • Responsible for Insurance Distribution (since 15 Mar 2022)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2001)
    • CF4 Partner (1 Dec 2001 to 1 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2001)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Feb 2004)

Recent activity

Updates to this firm's record on the FCA register.

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