Jonathan Knight

• Principal Place of Business

  Jewell Pearce Davy & Co

  Royce House 630-634

  London Road

  Westcliff-On-Sea

  Southend-On-Sea

  SS0 9HW

  UNITED KINGDOM

  Phone

  +4401702479396

  Web

  https://jewellpearcedavy.co.uk

• Complaints Contact

  Jewell Pearce Davy & Co

  Royce House 630-634

  London Road

  Westcliff-On-Sea

  Southend-On-Sea

  SS0 9HW

  UNITED KINGDOM

  Phone

  +4401702479396

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Paul Knight

  IRN JPK00020

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Aug 2007)
  • CF4 Partner (1 Dec 2001 to 1 Aug 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Ray Hargreaves

  IRN RXH01568

  • Responsible for Insurance Mediation (18 May 2007 to 1 Aug 2007)
  • CF10 Compliance Oversight (14 Jan 2005 to 1 May 2007)
  • CF11 Money Laundering Reporting (14 Jan 2005 to 1 May 2007)
  • CF4 Partner (14 Jan 2005 to 1 May 2007)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 1 May 2007)
• Robert Homer

  IRN RXH00136

  • CF21 Investment Adviser (11 May 2004 to 1 May 2007)
• Robert John Howe

  IRN RJH00116

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2005)
  • CF4 Partner (1 Dec 2001 to 1 Jan 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2005)

• You Invent Limited (no longer appointed)

  FRN 496890 · Appointed 26 Nov 2009 · Until 22 Feb 2013

No changes recorded yet.