Jonathan Davis Wealth Management Ltd

Date authorised
1 April 2013
Companies House
05942730
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dewlands Manor
    Cottage Hill
    Rotherfield
    Crowborough
    East Sussex
    TN6 3JN
    UNITED KINGDOM
    Phone
    +4403458622919
    Web
    https://www.jonathandaviswm.com

  • Complaints Contact

    Dewlands Manor
    Cottage Hill
    Rotherfield
    Crowborough
    East Sussex
    TN6 3JN
    UNITED KINGDOM
    Phone
    +4403458622919

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Bensley

    IRN BXB01387

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2026)
  • Jonathan Alan Davis

    IRN JAD00006

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (2 Sep 2022 to 15 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Jan 2026)
    • [PRA CF] Key function holder (9 Dec 2019 to 15 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2007 to 26 Feb 2008)
    • CF1 Director (3 Jan 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2007 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (3 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jan 2007 to 8 Dec 2019)
  • Samantha Sharp

    IRN SXS00580

    • [FCA CF] Client dealing (8 Mar 2021 to 15 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.