Date authorised
3 August 2015
Companies House
09249004
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Estate Office
    Beatrice Avenue
    East Cowes
    Isle of Wight
    PO32 6LW
    UNITED KINGDOM
    Phone
    +441983294481
  • Complaints Contact

    The Estate Office
    Beatrice Avenue
    East Cowes
    Isle of Wight
    PO32 6LW
    UNITED KINGDOM
    Phone
    +441983294481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Louis Orlik

    IRN DRO01028

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 16 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (15 Mar 2022 to 15 Mar 2022)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Iris Orlik

    IRN IXO01101

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 24 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 May 2022)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • John Richard Rowell

    IRN JRR01076

    • SMF1 Chief Executive (9 Dec 2019 to 27 Nov 2021)
    • CF3 Chief Executive (3 Aug 2015 to 8 Dec 2019)
  • Ross Alan Goldberg

    IRN RXG00335

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.