John Pinfield

Date authorised
1 April 2013
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bridge House, Office 3
    Cranmer Street
    Long Eaton
    Nottingham
    Nottinghamshire
    NG10 1NL
    UNITED KINGDOM
    Phone
    +441159736626

  • Complaints Contact

    Bridge House, Office 3
    Cranmer Street
    Long Eaton
    Nottingham
    Notts
    NG10 1NL
    UNITED KINGDOM
    Phone
    +441159736626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Austen Pinfield

    IRN BAP00008

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Nov 2019)
    • Responsible for Insurance Mediation (1 Oct 2007 to 30 Sep 2018)
    • CF4 Partner (1 Oct 2007 to 8 Nov 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
  • Jacqueline Anne Hemsley

    IRN HXJ18084

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • John Stephen Pinfield

    IRN JSP01101

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 9 Jan 2020)
    • CF10 Compliance Oversight (4 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2007 to 8 Dec 2019)
  • Philip Geoffrey Rowe

    IRN PGR00010

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

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