Date authorised
1 April 2013
Companies House
SC047191
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1-5 Salters Road
    Wallyford
    Musselburgh
    East Lothian
    EH21 8JY
    UNITED KINGDOM
    Phone
    +441316653691
  • Complaints Contact

    1-5 Salters Road
    Wallyford
    Musselburgh
    East Lothian
    EH21 8JY
    UNITED KINGDOM
    Phone
    +441316653691

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Leonard Stock

    IRN BLS01018

    • CF8 Apportionment and Oversight (1 Aug 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Aug 2005 to 17 Dec 2010)
    • CF1 Director (1 Aug 2005 to 17 Dec 2010)
  • David John McClenaghan

    IRN DJM01659

    • CF8 Apportionment and Oversight (17 Dec 2015 to 17 May 2017)
    • CF1 Director (23 Sep 2015 to 17 Dec 2015)
    • Responsible for Insurance Mediation (23 Sep 2015 to 17 May 2017)
  • David Martin

    IRN DXM00451

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Derek John Gentles

    IRN DJG01256

    • CF8 Apportionment and Oversight (18 Dec 2010 to 31 Jul 2015)
    • Responsible for Insurance Mediation (18 Dec 2010 to 31 Jul 2015)
  • Duncan William Anthony Cunningham

    IRN DWC01141

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (15 May 2017 to 30 Sep 2018)
    • CF1 Director (15 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2017 to 8 Dec 2019)
  • John Martin

    IRN JXM02231

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Paul Anthony Nelson

    IRN PAN01055

    • CF14 Risk Assessment (14 Jan 2005 to 31 May 2005)
    • CF15 Internal Audit (14 Jan 2005 to 31 May 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 May 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 May 2005)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 May 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Jul 2005)
    • CF1 Director (14 Jan 2005 to 31 May 2005)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 31 May 2005)
    • CF13 Finance (14 Jan 2005 to 31 May 2005)
  • Robert Gordon Nisbet

    IRN RXN00101

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Vera Elizabeth Martin

    IRN VEM01011

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.