Date authorised
13 August 2024
Companies House
15785347
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Drummond Gate
    Pimlico
    London
    SW1V 2QQ
    UNITED KINGDOM
    Phone
    +4402078281000
  • Complaints Contact

    1 Drummond Gate
    Pimlico
    London
    SW1V 2QQ
    UNITED KINGDOM
    Phone
    +4402078281000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Piggott

    IRN AXP01009

    • SMF3 Executive Director (since 27 May 2025)
  • Christopher James Ashworth Mack

    IRN CJM01272

    • SMF1 Chief Executive (since 27 May 2025)
    • SMF3 Executive Director (since 27 May 2025)
  • Diane Cook

    IRN DXC33538

    • SMF16 Compliance Oversight (20 Oct 2025 to 5 Mar 2026)
  • Gary Edward Davess

    IRN GED01020

    • Responsible for Insurance Distribution (since 27 May 2025)
    • SMF3 Executive Director (since 27 May 2025)
  • Gerard Martin Mallon

    IRN GMM01086

    • Director of firm who is not a certification employee or a SMF manager (since 15 Mar 2026)
  • Ian Rea

    IRN IXR12892

    • SMF16 Compliance Oversight (since 20 Mar 2026)
  • James Breckenridge

    IRN JXB04053

    • CF1 Director (AR) (since 26 Jun 2025)
  • Jane Carolyn Hanson

    IRN JCH01140

    • SMF9 Chair of the Governing Body (since 27 May 2025)
  • Livia Oh

    IRN LXO23937

    • SMF16 Compliance Oversight (27 May 2025 to 25 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.