John Carrick Wealth Management LLP

FRN: 531854
Companies House: OC386060
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Swan Cellars

Market Place

Sturminster Newton

Dorset

DT10 1AR

UNITED KINGDOM

Phone

+4401258475500

Web

http://www.sjpp.co.uk/johncarrick

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Carrick
IRN JXC02012
- (2)Employed By (since 23 Sep 2010)
Rachel Louise Carrick
IRN RXC00744
- (1)Employed By (since 15 Jun 2024)
Susan Carrick
IRN SXK02140
- (1)Employed By (11 Jul 2014 to 26 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.