Joh. Berenberg, Gossler & Co. KG
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Berenberg Bank60 Threadneedle StreetLondonCity Of LondonEC2R 8HPUNITED KINGDOM- Phone
- +442032077800
-
Complaints Contact
Berenberg Bank60 Threadneedle StreetLondonCity Of LondonEC2R 8HPUNITED KINGDOM- Phone
- +442037533027
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
-
Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Beatrice Rose Fairbairn
IRN BXF00130
- [FCA CF] Client dealing (since 22 Nov 2022)
-
Benedict Joseph Potts
IRN BXP11274
- [FCA CF] Client dealing (since 6 Mar 2025)
-
Benjamin John Sandland-Taylor
IRN BXS00255
- [FCA CF] Client dealing (3 Nov 2021 to 10 May 2025)
-
Benjamin Wright
IRN BXW01325
- [FCA CF] Significant management (since 6 Jul 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
-
Benson Saul O'Hara
IRN BSO01002
- [FCA CF] Client dealing (since 28 Mar 2024)
-
Bethan Louise Davies
IRN BXD00191
- [FCA CF] Client dealing (since 20 Sep 2022)
-
Billy Swann
IRN BXS00324
- [FCA CF] Client dealing (13 Jul 2022 to 21 Aug 2025)
-
Brooke Isabella Denise Harris-Lowing
IRN BXH00314
- [FCA CF] Client dealing (since 15 Aug 2023)
-
Callum Simpson
IRN CXS81595
- [FCA CF] Client dealing (since 9 Dec 2019)
-
Calum Battersby
IRN CXB81515
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.