Date authorised
1 April 2013
Companies House
01079593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631
  • Complaints Contact

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Clay Tetley

    IRN LCT01018

    • SMF3 Executive Director (since 31 Jan 2026)
  • Lee Robert Elgie

    IRN LXE01138

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (1 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jan 2014 to 17 Mar 2017)
    • CF10 Compliance Oversight (6 Jan 2014 to 14 Nov 2019)
  • Marc Smith

    IRN MXS00815

    • Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2026)
    • [FCA CF] Significant management (since 9 Mar 2026)
    • CF1 Director (AR) (21 Dec 2021 to 4 Mar 2026)
  • Marco Adriano Del Carlo

    IRN MXD01827

    • CF1 Director (AR) (since 20 Aug 2025)
  • Mark Christopher Clinton Browne

    IRN MCB00069

    • [FCA CF] Significant management (since 9 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2026)
    • CF1 Director (AR) (22 Oct 2019 to 4 Mar 2026)
    • CF1 Director (6 Oct 2011 to 17 Oct 2019)
  • Mark Richard Ramsbottom

    IRN MRR01073

    • CF1 Director (27 Jan 2005 to 4 Jul 2006)
  • Martin Gerard Holden

    IRN MGH01103

    • CF1 Director (AR) (since 16 May 2024)
  • Matthew Stuttard

    IRN MXS22760

    • SMF3 Executive Director (since 14 Jan 2026)
    • CF1 Director (AR) (29 Oct 2019 to 4 Mar 2026)
  • Melanie Burns

    IRN MXB02065

    • [FCA CF] Significant management (since 9 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2026)
  • Michael Geoffrey Hirst

    IRN MGH01101

    • CF1 Director (25 Jul 2006 to 25 Mar 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.