Date authorised
1 April 2013
Companies House
01079593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631
  • Complaints Contact

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michelle Harness

    IRN MXH03412

    • [FCA CF] Significant management (since 2 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 2 Mar 2026)
  • Neil Forrest

    IRN NXF01151

    • CF1 Director (AR) (29 Aug 2019 to 21 Oct 2021)
    • CF1 Director (28 Jan 2014 to 28 Aug 2019)
  • Neil Reid

    IRN NXR01256

    • CF1 Director (AR) (3 Apr 2024 to 26 Mar 2025)
    • SMF3 Executive Director (17 Nov 2023 to 22 Jan 2026)
  • Neil Robert Davies

    IRN NRD01042

    • CF30 Customer (3 Jan 2012 to 1 May 2018)
  • Nicholas John Houghton

    IRN NJH01182

    • SMF1 Chief Executive (since 7 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (8 Mar 2021 to 6 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2022)
    • Responsible for Insurance Mediation (3 Dec 2014 to 30 Sep 2018)
    • CF1 Director (14 Dec 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Dec 2012 to 1 Jul 2014)
  • Nigel Andrew Stallworthy

    IRN NAS00003

    • CF1 Director (AR) (18 Jun 2014 to 24 Apr 2019)
    • CF1 Director (13 May 2014 to 24 Apr 2019)
  • Nigel Frederick Law

    IRN NFL01008

    • CF1 Director (9 Mar 2011 to 9 Jan 2012)
  • Nigel Wood

    IRN NXW01343

    • CF1 Director (AR) (21 Aug 2017 to 4 Mar 2026)
    • CF1 Director (14 Apr 2015 to 24 Apr 2019)
  • Patrick Robert Duffy

    IRN PRD00020

    • CF30 Customer (1 Nov 2007 to 22 Jun 2012)
    • CF22 Investment Adviser (Trainee) (3 Apr 2006 to 31 Oct 2007)
  • Paul Richard Glendinning

    IRN PRG00026

    • SMF3 Executive Director (9 Dec 2019 to 20 Nov 2020)
    • CF1 Director (AR) (18 Sep 2009 to 1 May 2018)
    • CF11 Money Laundering Reporting (6 Nov 2006 to 15 Feb 2010)
    • CF10 Compliance Oversight (6 Nov 2006 to 14 Dec 2012)
    • CF8 Apportionment and Oversight (6 Nov 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Nov 2006 to 14 Dec 2012)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.