JLW Financial Solutions Ltd

Date authorised
1 June 2015
Companies House
09289525
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Cathedral Road
    Cardiff
    Cardiff
    CF11 9LJ
    UNITED KINGDOM
    Phone
    +4407712251335
    Web
    https://www.jlwifa.co.uk

  • Complaints Contact

    12 Cathedral Road
    Cardiff
    Cardiff
    CF11 9LJ
    UNITED KINGDOM
    Phone
    +4407712251335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Paul Ferrell

    IRN IPF00001

    • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 7 Sep 2023)
    • [FCA CF] Client dealing (21 Sep 2020 to 7 Sep 2023)
    • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
  • Jade Louise Williams

    IRN JLW01152

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2020)
    • [FCA CF] Client dealing (since 25 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 17 Jan 2017)
    • CF30 Customer (17 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Joan Gray

    IRN JXN00007

    • [FCA CF] Functions requiring qualifications (18 Nov 2025 to 26 Jan 2026)
    • [FCA CF] Client dealing (18 Nov 2025 to 26 Jan 2026)
  • Leah Hannah Williams

    IRN LXW23462

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
    • SMF3 Executive Director (since 3 Feb 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Switch Me Ltd (no longer appointed)

    FRN 921871 · Appointed 2 Mar 2020 · Until 24 Feb 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.