Date authorised
1 April 2013
Companies House
05052874
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    59 Copthall Bridge
    Station Parade
    Harrogate
    HG1 1TT
    UNITED KINGDOM
    Phone
    +441423535791
  • Complaints Contact

    PIB Group
    Southgate House
    Southgate Street
    Gloucester
    GL1 1UB
    UNITED KINGDOM
    Phone
    +441423535791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Margaret Clare Brannigan

    IRN MCB01196

    • CF1 Director (AR) (13 Jan 2011 to 11 Nov 2014)
  • Maria Gema Fraga Montero

    IRN MGF01051

    • CF1 Director (AR) (20 Oct 2011 to 11 Nov 2014)
  • Marian Louise Hawthorn

    IRN MLH01083

    • CF1 Director (AR) (19 Oct 2015 to 6 Dec 2018)
  • Mark David Buxton

    IRN MDB01183

    • CF1 Director (AR) (25 Jan 2011 to 3 Nov 2014)
  • Mark James Antcliffe

    IRN MJA01211

    • CF1 Director (AR) (4 Jan 2011 to 11 Nov 2014)
  • Matthew Guy Pope

    IRN MGP01067

    • CF1 Director (AR) (7 Jan 2011 to 11 Nov 2014)
  • Matthew Richard Schofield

    IRN MXS00449

    • SMF3 Executive Director (6 Sep 2024 to 29 Sep 2025)
  • Melinda Jane Ryan

    IRN MJR01396

    • CF1 Director (AR) (14 Jan 2011 to 3 Nov 2014)
  • Michael Steven Hudson

    IRN MXH01247

    • CF1 Director (AR) (since 30 Apr 2025)
    • SMF1 Chief Executive (since 7 Apr 2025)
    • Responsible for Insurance Distribution (since 7 Apr 2025)
  • Neil Richards-Smith

    IRN NXR01161

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Feb 2023)
    • CF1 Director (AR) (18 Apr 2018 to 30 Jun 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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