Date authorised
1 April 2013
Companies House
05052874
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    59 Copthall Bridge
    Station Parade
    Harrogate
    HG1 1TT
    UNITED KINGDOM
    Phone
    +441423535791
  • Complaints Contact

    PIB Group
    Southgate House
    Southgate Street
    Gloucester
    GL1 1UB
    UNITED KINGDOM
    Phone
    +441423535791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas David Mountifield

    IRN NXM10040

    • SMF3 Executive Director (22 Mar 2023 to 31 Jan 2024)
    • SMF1 Chief Executive (22 Mar 2023 to 31 Jan 2024)
    • Responsible for Insurance Distribution (22 Mar 2023 to 31 Jan 2024)
  • Nicole Dommes

    IRN NXD01278

    • CF1 Director (AR) (1 Feb 2011 to 11 Nov 2014)
  • Olivia Alexandra Pring

    IRN OAP01006

    • CF1 Director (AR) (23 May 2013 to 11 Nov 2014)
  • Patrick Eugene Currivan

    IRN PEC01070

    • CF1 Director (AR) (13 Jan 2011 to 11 Nov 2014)
  • Paul Antony Gerada

    IRN PXG00388

    • [FCA CF] Significant management (since 12 Feb 2026)
    • CF1 Director (AR) (22 Jul 2024 to 15 Jul 2025)
    • SMF3 Executive Director (12 Apr 2024 to 6 Nov 2024)
    • Responsible for Insurance Distribution (12 Apr 2024 to 15 Jul 2025)
    • SMF1 Chief Executive (12 Apr 2024 to 15 Jul 2025)
  • Paul Johnson

    IRN PXJ01543

    • SMF3 Executive Director (22 Sep 2023 to 30 Sep 2024)
  • Paul Marcus Barrett

    IRN PMB01235

    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2023)
    • CF1 Director (27 Aug 2015 to 8 Dec 2019)
  • Peter Beymon Richards

    IRN PBR01018

    • CF1 Director (AR) (13 Jan 2011 to 3 Nov 2014)
  • Pieter van Zuuren

    IRN PXV01173

    • CF1 Director (AR) (8 Feb 2011 to 11 Nov 2014)
  • Rachel Ann Austin

    IRN RAA01112

    • CF1 Director (AR) (1 Feb 2011 to 11 Nov 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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