Date authorised
8 April 2019
Companies House
OC375306
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Maple Court
    Davenport Street
    Macclesfield
    Cheshire
    SK10 1JE
    UNITED KINGDOM
    Phone
    +442077887539
  • Complaints Contact

    2 Maple Court
    Davenport Street
    Macclesfield
    Cheshire
    SK10 1JE
    UNITED KINGDOM
    Phone
    +442077887539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sadik Miah

    IRN SXM01549

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Sarah Barber Smith

    IRN SXB03550

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (8 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Apr 2019 to 8 Dec 2019)
  • Steven Leighton

    IRN SXL00846

    • SMF9 Chair of the Governing Body (since 23 Jun 2025)
    • SMF27 Partner (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 6 Jun 2025)
  • Victoria Powell

    IRN VXP00141

    • [FCA CF] Client dealing (since 11 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.