Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Richard Jeffrey Chinn
IRN RXC00421
- (1070)[FCA CF] Client dealing (22 Sep 2021 to 11 Apr 2022)
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Robert Robinson
IRN RXR01581
- (1987)CF30 Customer (2 Nov 2017 to 4 Dec 2019)
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Robert Spencer Tabor
IRN RST01036
- (1435)[FCA CF] Material risk taker (7 Feb 2020 to 17 Aug 2021)
- (1434)[FCA CF] Client dealing (7 Feb 2020 to 17 Aug 2021)
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Robert Walling Foster
IRN RWF01026
- (1685)CF30 Customer (31 Aug 2010 to 8 Dec 2019)
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Robin Anthony Charles Greenwood
IRN RXG00231
- (826)[FCA CF] Significant management (since 8 Jun 2021)
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Robin Badloe
IRN RXB00353
- (1461)[FCA CF] Client dealing (8 Mar 2021 to 7 Feb 2025)
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Robin James Shore Quinnell
IRN RJQ01010
- (200)[FCA CF] Manager of certification employee (since 21 Dec 2020)
- (199)[FCA CF] Client dealing (since 21 Dec 2020)
- (1345)[FCA CF] Material risk taker (21 Dec 2020 to 2 Oct 2023)
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Robin William Berryman Campbell
IRN RWC01052
- (670)CF30 Customer (1 Nov 2007 to 17 Dec 2008)
- (671)CF21 Investment Adviser (8 Oct 2003 to 31 Oct 2007)
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Roderick Ashton Ayres
IRN RAA01029
- (2122)CF30 Customer (24 Feb 2012 to 25 May 2016)
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Roderick Manalo
IRN RAM01209
- (2500)CF30 Customer (12 Feb 2010 to 3 Nov 2015)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (625)[FCA CF] Client dealing
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controlled function added: (624)[FCA CF] Client dealing
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controlled function added: (623)[FCA CF] Algorithmic trading
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controlled function added: (622)[FCA CF] Client dealing
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controlled function added: (621)[FCA CF] Client dealing
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controlled function added: (620)[FCA CF] Client dealing
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controlled function added: (619)[FCA CF] Client dealing
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controlled function added: (618)[FCA CF] Client dealing
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controlled function added: (617)[FCA CF] Client dealing
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controlled function added: (616)[FCA CF] Client dealing