JEFFERIES INTERNATIONAL LIMITED

Date authorised
1 April 2013
Companies House
01978621
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Phillip Hutt

    IRN SPH01182

    • (120)CF30 Customer (23 Nov 2011 to 7 Jun 2013)
  • Stephen Richard Previs

    IRN SRP01046

    • (199)CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • (200)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stephen Wayne Lienert

    IRN SWL01048

    • (975)CF30 Customer (29 Jul 2013 to 17 Jul 2019)
  • Stephen Whyman

    IRN SPW01100

    • (1157)CF30 Customer (9 Apr 2009 to 2 Feb 2010)
  • Steve Roy Clark

    IRN SRC01079

    • (622)CF30 Customer (1 Nov 2007 to 22 Oct 2012)
    • (623)CF26 Customer Trading (15 Jul 2004 to 31 Oct 2007)
  • Steven Alan Hopwood

    IRN SAH01124

    • (412)CF30 Customer (5 Nov 2007 to 6 Aug 2008)
  • Steven Andrew Adcock

    IRN SAA01130

    • (186)CF30 Customer (12 Nov 2009 to 5 Apr 2017)
  • Steven Courtney

    IRN SXC01388

    • (380)[FCA CF] Client dealing (since 6 Sep 2023)
    • (381)[FCA CF] Proprietary trader (since 6 Sep 2023)
  • Steven Henry Burnham

    IRN SHB01034

    • (462)CF16 Significant Mgt (Desgntd Investment Business) (18 Nov 2002 to 18 Aug 2006)
    • (461)CF21 Investment Adviser (19 Sep 2002 to 28 Dec 2006)
  • Steven James Dalton

    IRN SJD01130

    • (292)[FCA CF] Manager of certification employee (since 1 Feb 2021)
    • (291)[FCA CF] Client dealing (since 1 Feb 2021)
    • (293)[FCA CF] Significant management (since 1 Feb 2021)
    • (1080)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1079)CF30 Customer (2 Apr 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (715)[FCA CF] Client dealing

  2. controlled function added: (714)[FCA CF] Client dealing

  3. controlled function added: (713)[FCA CF] Manager of certification employee

  4. controlled function added: (712)[FCA CF] Client dealing

  5. controlled function added: (711)[FCA CF] Significant management

  6. controlled function added: (710)[FCA CF] Client dealing

  7. controlled function added: (709)[FCA CF] Client dealing

  8. controlled function added: (708)[FCA CF] Client dealing

  9. controlled function added: (707)[FCA CF] Client dealing

  10. controlled function added: (706)[FCA CF] Client dealing

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