Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephan Bernhard Gasteyger
IRN SBG01020
- (480)CF30 Customer (7 Jan 2010 to 20 Dec 2011)
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Stephane Gerald Droux
IRN SGD01075
- (1834)[FCA CF] Manager of certification employee (1 Feb 2021 to 15 Sep 2025)
- (1833)[FCA CF] Client dealing (1 Feb 2021 to 15 Sep 2025)
- (1832)[FCA CF] Algorithmic trading (1 Feb 2021 to 15 Sep 2025)
- (1831)CF30 Customer (23 Feb 2016 to 8 Dec 2019)
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Stephanie Fabienne D'Ath
IRN SFD01029
- (89)CF30 Customer (3 Dec 2010 to 12 Sep 2012)
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Stephen Derek Redding
IRN SDR01071
- (84)CF30 Customer (31 Mar 2014 to 16 Sep 2015)
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Stephen Jean-Marc Sargeant
IRN SJS01208
- (506)CF30 Customer (28 Oct 2008 to 1 Dec 2009)
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Stephen John Ford
IRN SJF01114
- (1767)CF30 Customer (15 Feb 2012 to 31 Dec 2015)
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Stephen John Garrard
IRN SJG01154
- (422)[FCA CF] Client dealing (since 1 Feb 2021)
- (1788)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1787)CF30 Customer (17 Dec 2015 to 8 Dec 2019)
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Stephen Man
IRN SXM01838
- (1189)CF30 Customer (1 Nov 2007 to 25 Jan 2012)
- (1190)CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
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Stephen Michael Conn
IRN SMC01190
- (963)[FCA CF] Significant management (1 Feb 2021 to 28 Sep 2021)
- (962)CF30 Customer (24 May 2011 to 8 Dec 2019)
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Stephen Philip Ferreira Seggins
IRN SPS01113
- (255)[FCA CF] Client dealing (since 1 Feb 2021)
- (934)CF30 Customer (15 Jul 2010 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (745)[FCA CF] Significant management
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controlled function added: (744)[FCA CF] Client dealing
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controlled function added: (743)[FCA CF] Algorithmic trading
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controlled function added: (742)[FCA CF] Client dealing
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controlled function added: (741)[FCA CF] Client dealing
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controlled function added: (740)[FCA CF] Client dealing
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controlled function added: (739)[FCA CF] Client dealing
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controlled function added: (738)[FCA CF] Client dealing
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controlled function added: (737)[FCA CF] Client dealing
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controlled function added: (736)[FCA CF] Client dealing