Jeff Ludgate Limited

• Principal Place of Business

  Moneyworld

  34 High Street

  High Wycombe

  Buckinghamshire

  HP11 2AG

  UNITED KINGDOM

  Phone

  +4401494443806

  Web

  https://www.moneyworld.com

• Complaints Contact

  Moneyworld

  34 High Street

  High Wycombe

  Buckinghamshire

  HP11 2AG

  UNITED KINGDOM

  Phone

  +4401494443806

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daphne Ann Hawker

  IRN DAH00013

  • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jeffrey Allan Ludgate

  IRN JAL00009

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• John Alan Clarke

  IRN JAC00020

  • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
• Keith William Allen

  IRN KWA00005

  • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Mark Fraser

  IRN MXF00187

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Michael John Ludgate

  IRN MJL01357

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Sep 2015 to 8 Dec 2019)
• Sandra Margaret Ludgate

  IRN SML00005

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Stephen Richard Dent

  IRN SRD00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)

No changes recorded yet.