J.C. FLOWERS & CO. UK LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. JCF Flowers & Co LLC
IRN XXJ01043
- CF4 Partner (2 Apr 2012 to 21 Nov 2019)
. JCF Flowers & Co UK Limited
IRN XXJ01044
- CF4 Partner (2 Apr 2012 to 9 Nov 2018)
Arvidas Remeza
IRN AXR02215
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (2 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2012 to 8 Dec 2019)
David Raymond Morgan
IRN DRM01067
- CF10 Compliance Oversight (2 Apr 2012 to 9 Oct 2012)
- CF11 Money Laundering Reporting (2 Apr 2012 to 9 Oct 2012)
- CF3 Chief Executive (2 Apr 2012 to 28 Aug 2014)
- CF30 Customer (2 Apr 2012 to 9 Nov 2018)
- CF4 Partner (2 Apr 2012 to 9 Nov 2018)
James Christopher Flowers
IRN JCF01057
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 Apr 2012 to 8 Dec 2019)
Malcolm Christopher McCarthy
IRN MCM01142
- CF4 Partner (2 Apr 2012 to 8 Oct 2012)
Michael Johannes Christner
IRN MJC01379
- CF30 Customer (25 Sep 2013 to 8 Dec 2019)
Sally Ann Rocker
IRN SAR01137
- CF4 Partner (2 Apr 2012 to 21 Nov 2019)
Timothy John Hanford
IRN TJH01064
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (28 Aug 2014 to 8 Dec 2019)
- CF30 Customer (13 Nov 2013 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.