Japan England Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sam Pau Lau
IRN SPL01072
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 May 2010 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (26 Jun 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 20 Jun 2007)
Simon Hugo De Burgh Galwey
IRN SHG01023
- CF2 Non Executive Director (14 Jan 2005 to 16 Jun 2008)
Thomas Roger Walsh
IRN TRW01036
- CF1 Director (14 Jan 2005 to 30 Jun 2010)
Yuti Kohchi
IRN YXK01086
- CF1 Director (14 Jan 2005 to 8 Dec 2006)

Smaller firms operating under this firm's FCA authorisation.

S N Takagi (no longer appointed)
FRN 453305 · Appointed 13 Jun 2006 · Until 20 Jun 2007
F Wang (no longer appointed)
FRN 405186 · Appointed 20 Feb 2006 · Until 20 Jun 2007
Maeda & Co (no longer appointed)
FRN 404884 · Appointed 14 Jan 2005 · Until 18 Dec 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.