Janus Henderson Investors UK Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Bethany Payne

  IRN BJC01134

  • [FCA CF] Client dealing (17 Apr 2020 to 15 Nov 2022)
  • CF30 Customer (19 Jan 2012 to 8 Dec 2019)
• Bhaskar Sastry

  IRN BXS00268

  • [FCA CF] Client dealing (11 Jan 2022 to 31 Mar 2024)
• Bob Michiel Arends

  IRN BMA01031

  • CF30 Customer (8 Jan 2009 to 31 Oct 2011)
• Boon Wee Koh

  IRN BWK01017

  • CF30 Customer (24 Sep 2015 to 2 May 2017)
• Bradley Robert Hounsom

  IRN BRH01024

  • [FCA CF] Client dealing (4 Aug 2023 to 31 Jul 2025)
• Brennan Hughes

  IRN BXH01384

  • CF1 Director (17 May 2018 to 23 Sep 2019)
• Brian Cyril Turner

  IRN BCT01012

  • CF1 Director (1 Dec 2001 to 8 Apr 2002)
  • CF27 Investment Management (1 Dec 2001 to 1 Mar 2002)
• Brian David Rowe

  IRN BDR01007

  • CF10a CASS Oversight function (1 Oct 2011 to 22 Nov 2013)
  • CF11 Money Laundering Reporting (15 May 2006 to 1 Nov 2006)
  • CF10 Compliance Oversight (6 Feb 2006 to 22 Nov 2013)
• Brian Henry Sacker

  IRN BHS01016

  • CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)
• Brian Keith Hall

  IRN BKH00006

  • CF30 Customer (1 Nov 2007 to 7 Jan 2008)
  • CF27 Investment Management (21 Feb 2006 to 31 Oct 2007)
  • CF26 Customer Trading (10 Feb 2004 to 31 Oct 2007)

• Henderson Real Estate Strategy Limited (no longer appointed)

  FRN 205630 · Appointed 3 Nov 1997 · Until 5 Apr 2012

No changes recorded yet.