JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Robert Edward Cook

  IRN BXC00104

  • [FCA CF] Material risk taker (18 Jan 2021 to 31 Dec 2021)
• Benjamin Southwood

  IRN BXS01794

  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 1 Sep 2023)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
• Benjamin Stuart James Forrest

  IRN BSF01017

  • CF30 Customer (9 Dec 2015 to 8 Jun 2017)
• Benjamin Tabb

  IRN BXT00380

  • [FCA CF] Manager of certification employee (since 20 Sep 2022)
  • [FCA CF] Proprietary trader (since 20 Sep 2022)
  • [FCA CF] Algorithmic trading (since 20 Sep 2022)
  • [FCA CF] Client dealing (since 20 Sep 2022)
• Benjamin Thomas Gulifer Symington

  IRN BXS00137

  • [FCA CF] Client dealing (30 Sep 2020 to 13 Sep 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 13 Sep 2022)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 13 Sep 2022)
• Björn Magnusson

  IRN BXM00421

  • [FCA CF] Algorithmic trading (since 8 Dec 2023)
  • [FCA CF] Client dealing (since 8 Dec 2023)
  • [FCA CF] Proprietary trader (since 8 Dec 2023)
• Blake Procter

  IRN HXP01502

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Manager of certification employee (30 Sep 2021 to 1 Sep 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Bogdan Tataroiu

  IRN BXT00143

  • [FCA CF] Algorithmic trading (30 Sep 2020 to 1 Sep 2024)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Boris Andreas Zadarko

  IRN BXZ01011

  • [FCA CF] Client dealing (30 Sep 2020 to 31 May 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 May 2021)
  • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
• Boris Radoslavov Todorov

  IRN BXT10482

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)

No changes recorded yet.