JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Rose

  IRN TXR00332

  • [FCA CF] Proprietary trader (since 10 Dec 2025)
  • [FCA CF] Algorithmic trading (since 10 Dec 2025)
• Thomas Seror

  IRN TXS04020

  • [FCA CF] Algorithmic trading (since 10 Jun 2024)
  • [FCA CF] Proprietary trader (since 10 Jun 2024)
• Thomas Slattery

  IRN TXS04157

  • [FCA CF] Client dealing (since 13 Aug 2025)
• Thomas Uhm

  IRN TXU01027

  • [FCA CF] Proprietary trader (1 Sep 2022 to 7 Jan 2025)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (1 May 2009 to 8 Dec 2019)
• Tiancong Liang

  IRN TXL01340

  • [FCA CF] Proprietary trader (30 Sep 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 1 Jan 2026)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Manager of certification employee (30 Sep 2020 to 1 Jan 2026)
  • CF30 Customer (7 Aug 2015 to 8 Dec 2019)
• Tien-Fu Liu

  IRN TXL01398

  • SMF13 Chair of the Nominations Committee (since 19 Oct 2022)
  • SMF12 Chair of the Remuneration Committee (since 19 Oct 2022)
  • SMF9 Chair of the Governing Body (since 19 Oct 2022)
  • SMF11 Chair of the Audit Committee (19 Oct 2022 to 5 Jan 2023)
  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 21 Oct 2022)
  • CF2 Non Executive Director (11 Oct 2017 to 8 Dec 2019)
• Timothy Paul Ralph Hennock

  IRN TPH01069

  • [FCA CF] Proprietary trader (since 31 May 2023)
  • [FCA CF] Algorithmic trading (since 31 May 2023)
  • [FCA CF] Client dealing (since 31 May 2023)
  • [FCA CF] Manager of certification employee (since 31 May 2023)
  • CF30 Customer (16 Oct 2013 to 8 Dec 2019)
• Tingting Liu

  IRN TXL00218

  • [FCA CF] Algorithmic trading (5 Apr 2023 to 27 Jun 2025)
  • [FCA CF] Proprietary trader (5 Apr 2023 to 27 Jun 2025)
• Titas Starolis

  IRN TXS04188

  • [FCA CF] Algorithmic trading (since 24 Nov 2025)
  • [FCA CF] Proprietary trader (since 24 Nov 2025)
  • [FCA CF] Client dealing (since 24 Nov 2025)
• Tobias Baumann

  IRN TXB01771

  • CF30 Customer (11 Aug 2016 to 20 Dec 2016)

No changes recorded yet.