JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Ross Shinwell

  IRN MXS00396

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
• Marko Felix Ulrich Thiel

  IRN MXT07876

  • CF30 Customer (2 Nov 2018 to 4 Jun 2019)
• Martyna Anna Jozwiak

  IRN MXJ00119

  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Mate Balogh

  IRN MXB03360

  • [FCA CF] Proprietary trader (since 5 Mar 2025)
  • [FCA CF] Algorithmic trading (since 5 Mar 2025)
  • [FCA CF] Client dealing (since 5 Mar 2025)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 31 May 2022)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 31 May 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 May 2022)
  • [FCA CF] Manager of certification employee (30 Sep 2020 to 31 May 2022)
  • [FCA CF] Client dealing (30 Sep 2020 to 31 May 2022)
  • CF30 Customer (8 Jul 2019 to 8 Dec 2019)
• Matei Sterian

  IRN MXS00394

  • [FCA CF] Client dealing (1 Sep 2022 to 15 Jun 2023)
  • [FCA CF] Material risk taker (12 Jul 2020 to 31 Dec 2021)
• Mathieu Dammien

  IRN MXD00751

  • [FCA CF] Manager of certification employee (since 17 Mar 2026)
  • [FCA CF] Client dealing (since 7 Feb 2024)
  • [FCA CF] Proprietary trader (since 7 Feb 2024)
• Matilde Padovano

  IRN MXP00637

  • [FCA CF] Algorithmic trading (17 Nov 2022 to 31 Dec 2025)
  • [FCA CF] Proprietary trader (17 Nov 2022 to 31 Dec 2025)
• Matthew Christopher

  IRN MXC01543

  • [FCA CF] Client dealing (since 8 Oct 2025)
• Matthew Freeman Haynes

  IRN MXH07035

  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
• Matthew Garbarino

  IRN MXG01865

  • CF30 Customer (13 Jul 2010 to 30 Nov 2012)

No changes recorded yet.