James McKenzie Financial Planning Ltd

FRN: 802432
Companies House: 11077573
Last scraped: 1 hour ago

This firm operates as an appointed representative of Global WealthMAP Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 King William Street

London

EC4N 7AF

UNITED KINGDOM

Phone

+447886027600

Web

https://www.jmwills.co.uk/our-services/financial-planning

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Lishman
IRN SXL00009
- (3)Employed By (since 25 Oct 2022)
Tracy Renee Briscoe
IRN TRB01086
- (1)Employed By (8 Mar 2018 to 2 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.